Filing Whistleblower Complaints

Alberta Securities Commission


Description
Provides an opportunity for whistleblowers to share information about securities misconduct.

Service offers an opportunity for whistleblowers to report securities violations including:

  • illegal insider trading
  • fraud
  • misleading financial statements
  • disclosure violations
  • illegal distributions
  • unregistered trading
Eligibility
No
Application Process
Service Access: See below, To access service:
  • visit website to review whistleblower qualifications and protections as well as to submit a tip
  • contact for details 

Referral Process: No


Waiting Period: No,
Toll Free
1-833-295-4387 (Office of the Whistleblower)
Web Site
https://albertasecurities.com/enforcement/office-of-the-whistleblower
Email
inquiries@asc.ca(PublicInquiries)
Languages
English; French
Fees
Fee: No


Fee Reduction: No


Membership Fee: No


Accessibility
Wheelchair access: N/A -
Other disabled access: N/A -
Topic(s)
Last Verified On
March 4, 2022
Address
#Unit 600, 250 5 Street SW
Calgary, AB, T2P 0R4
Open in Google Maps
Hours of Operation
Mon
08:00 AM to 05:00 PM
Tue
08:00 AM to 05:00 PM
Wed
08:00 AM to 05:00 PM
Thu
08:00 AM to 05:00 PM
Fri
08:00 AM to 05:00 PM

Closed on statutory holidays.