Filing Investor Complaints

Alberta Securities Commission


Description
Provides an opportunity for Albertans to file investor complaints.

Service offers an opportunity to file an investor complaint about the following:

  • securities fraud
  • investment fraud
  • insider trading
  • stock promotion
  • selective disclosure
  • unregistered individuals
  • Ponzi schemes
Eligibility
No
Application Process
Service Access: See below, To access service:
  • visit website to file an investor complaint
  • e-mail for queries
  • contact for details

Referral Process: No


Waiting Period: No,
Telephone
403-355-3888 (File A Complaint)
Web Site
https://albertasecurities.com/complain-or-report/
Email
complaint@asc.ca
Languages
English; French - .
Fees
Fee: No


Fee Reduction: No


Membership Fee: No


Accessibility
Wheelchair access: N/A -
Other disabled access: N/A -
Topic(s)
Last Verified On
March 4, 2022
Address
#Unit 600, 250 5 Street SW
Calgary, AB, T2P 0R4
Open in Google Maps
Hours of Operation
Mon
08:00 AM to 05:00 PM
Tue
08:00 AM to 05:00 PM
Wed
08:00 AM to 05:00 PM
Thu
08:00 AM to 05:00 PM
Fri
08:00 AM to 05:00 PM

Closed on statutory holidays.